Guidelines on Managing Risks and Code of Conduct in Outsourcing of Financial Services by Banks -- Compliance Certificate
Ref. DBS.CO.PPD.BC. 5 /11.01.005/2008-09
The Chairman/Managing Director/Chief Executive Officer
All Commercial Banks (Excluding RRBs)
Madam / Dear Sir,
Guidelines on Managing Risks and Code of Conduct in Outsourcing of Financial Services by Banks -- Compliance Certificate
Please refer to Para 5.9.3 and 5.9.4 of the guidelines issued as Annex to circular DBOD.No.BP.40/21.04.158/2006-07 dated November 3, 2006 on the captioned subject wherein banks have been advised as under:
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Banks are now further advised to submit an Annual Compliance Certificate giving the particulars of outsourcing contracts, the prescribed periodicity of audit by internal / external auditor, major findings of the...
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