Misc. Application No. 95 of 2014 and Appeal No. 237 of 2014. Case: Rishiraj Agarwal Vs Securities and Exchange Board of India. Securities and Exchange Board of India
| Case Number | Misc. Application No. 95 of 2014 and Appeal No. 237 of 2014 |
| Counsel | For Appellant: Ramesh Mishra, Practicing Company Secretary and For Respondents: Mihir Mody, Advocate |
| Judges | J.P. Devadhar, J. (Presiding Officer) and A.S. Lamba, Member |
| Issue | Securities And Exchange Board of India Act, 1992 - Section 15A(b) |
| Judgement Date | September 02, 2014 |
| Court | Securities and Exchange Board of India |
Judgment:
J.P. Devadhar, J. (Presiding Officer)
Misc. Application No. 95 of 2014:
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This miscellaneous application is filed seeking condonation of delay of 15 days in filing this appeal. For the reasons stated in miscellaneous application, delay is condoned. Miscellaneous application stands disposed of accordingly.
Appeal No. 237 of 2014:
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Appellants are aggrieved by the adjudication order dated April 30, 2014 whereby penalty of ` 4 lac has been imposed upon appellants jointly and severally for violating Regulation 30(2) read with 30(3) of Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 (SAST Regulations, 2011 for short).
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Counsel for appellants fairly state that due date for making disclosures to the...
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