NSDL Circular No: NSDL/CIR/II/07/2017 (07-Jun-17) Amendment to Business Rules -Penalty structure for Participants

Circular No.: NSDL/CIR/II/07/2017

All Issuers/R&T Agents are hereby informed that Rule 18.1.1of Business Rules of NSDL is amended.

The additions to the Rule 18.1.1 is given below:

Sr. No.Nature of Non-Compliance Penal Action in Rs./Action
IOperational Deviations
14.Delivery Instruction Slip (DIS) not Scanned and upload in System provided by NSDL.a) If the deviation is observed in the first month - penalty of Rs.100 per DIS to be imposed with a maximum cap
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