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• WTM/SR/SEBI/ISD/18/03/2017. Case: In Re: Gitanjali Gems Limited and Ors. Vs. Securities and Exchange Board of India

  1. Gitanjali Gems Limited ("Gitanjali Gems") is a public limited company listed on Bombay Stock Exchange ("BSE") and National Stock Exchange of India Limited ("NSE"). On receipt of a market alert, Securities and Exchange Board of India ("SEBI") conducted a prima facie examination of the trading in the scrip of Gitanjali Gems for the period from Jul...

• WTM/SR/CFD/13/03/2017. Case: In Re: Bombay Rayon Fashions Limited Vs. Securities and Exchange Board of India

  1.1 Bombay Rayon Fashions Limited ("Bombay Rayon") is a company incorporated under the Companies Act, 1956, on May 21, 1992. The Registered Office of Bombay Rayon is at D-1st Floor, Oberoi Garden Estates, Chandivali Farms Road, Chandivali, Andheri (East), Mumbai-400072. The shares of Bombay Rayon are listed on BSE Limited ("BSE") and the National S...

• Adjudication Order No. AO/SG-VS/EAD/31/2017. Case: In Re: Indovision Securities Limited Vs. Securities and Exchange Board of India

  1. M/s. Indovision Securities Limited (hereinafter referred to as "ISL"/"Noticee") is a trading member of National Stock Exchange Ltd. (hereinafter referred to as NSE) having registration number INB/INF 231433039, BSE Limited (hereinafter referred to as "BSE") having registration number INB/INF 011433035 and MCX-SX having registration number INE 26...

• SEBI/WTM/SR/CFD-DCR/11/03/2017. Case: In Re: Proposed Acquisition of Shares and Voting Rights in NIIT Limited Vs. Securities and Exchange Board of India

  1.1 NIIT Limited ("Target Company") was incorporated under the Companies Act, 1956 ("Companies Act") on December 2, 1981, as a private limited company under the name of Pace Education Private Limited. The name was changed to NIIT Limited in terms of fresh Certificate of Incorporation dated November 16, 1990. The Registered Office of the Target Comp...

• SEBI/WTM/SR/CFD-DCR/09/03/2017. Case: In Re: Proposed Acquisition of Shares and Voting Rights in Gokul Agro Resources Limited Vs. Securities and Exchange Board of India

  1.1 Gokul Agro Resources Limited ("Target Company") is a Public Listed Company incorporated under the Companies Act, 1956 ("Companies Act"), on July 3, 2014. The Registered Office of the Target Company is at B-402, Shapath Hexa, Near Ganesh Merediyan, Opp. Gujarat High Court, Sola, Ahmedabad-380060. The shares of the Target Company are listed on BS...

• WTM/GM/ISD/15/2017. Case: In Re: Supreme Tex Mart Ltd. Vs. Securities and Exchange Board of India

  1. Securities and Exchange Board of India ("SEBI") has been receiving investor complaints alleging receipt of Short Message Service ("SMS") from certain numbers with fake or bogus recommendations on trading in the securities market. In particular, a complaint with respect to 'stock tips'/recommendations for the scrip - Supreme Tex Mart Ltd. (herein...

• WTM/GM/SEBI/ERO/IMD/14/FEB/2017. Case: In Re: Angel Agritech Limited and Ors. Vs. Securities and Exchange Board of India

  1. Securities and Exchange Board of India ("SEBI") was in receipt of complaints stating that Angel Agritech Limited (hereinafter referred to as "AAL") was collecting money illegally and the company was not refunding the money collected. There were also many complaints against AAL alleging that the company issued debentures and was not refunding the...

• WTM/SR/CFD-FAC/08/02/2017. Case: In Re: Arvind Remedies Limited and Ors. Vs. Securities and Exchange Board of India

  1.1 Arvind Remedies Limited ("ARL") is a company incorporated under the Companies Act, 1956, on June 17, 1998. ARL is engaged in the business of manufacturing of allopathic and ayurvedic pharmaceutical formulations. ARL operates primarily in the hospital marketing segment comprising Central/State Government institutions, etc. The Registered Office

• Adjudication Order No. EAD-2/DSR/RG/589-592/2017. Case: In Re: GSS Infotech Limited and Ors. Vs. Securities and Exchange Board of India

  1. Securities and Exchange Board of India (hereinafter referred to as SEBI) conducted an investigation in the matter of GSS Infotech Limited (hereinafter referred to as GSS/the Company) and into the possible violation of the provisions of the Securities and Exchange Board of India Act, 1992 (hereinafter referred to as the 'Act') and various Rules a...

• Adjudication Order No. AO/SG-AS/EAD/29/2017. Case: In Re: C.B. Management Services Private Limited Vs. Securities and Exchange Board of India

  1. An inspection of CB Management Services Private Limited, Category - I Registrar to an Issue and Share Transfer Agent having registration No. INR000003324 (hereinafter referred to as 'CBMSPL/noticee) was ordered by Securities and Exchange Board of India (hereinafter referred to as 'SEBI') vide Order dated June 12, 2013 and the same was conducted

Featured documents

• Appeal Nos. 184/185/202 of 2012. Case: 1. Ashesh Agarwal, 2. Sanjeev Agarwal, 3. Big Broker House Stock Ltd. Vs The Adjudicating Officer, Securities and Exchange Board of India. Securities and Exchange Board of India

  1. In these three appeals filed under section 15T of the Securities and Exchange Board of India Act, 1992 ('SEBI Act' for short) appellants seek to challenge three orders passed by the Adjudicating Officer of the Securities and Exchange Board of India (hereinafter referred to as the "Respondent...

• Appeal No. 107 of 2011. Case: 1. Hindustan Dorr Oliver Limited, 2. Shri Prabhakar Ram, Chairman, 3. Shri E. Sudhir Reddy, Vice Chairman, 4. Shri E. Sunil Reddy, Managing Director, 5. Shri S. C. Sekaran, Executive Director, 6. Shri R. Balarami Reddy, Non-Executive Director, 7. Shri K. H. K. Prasad, Independent Director, 8. Shri T. N. Chaturvedi, Independent Director, 9. Shri S. K. Tamotia, Independent Director, 10. Ms. Pragya Sahal Vs Securities and Exchange Board of India. Securities and Exchange Board of India

  1. The short question that arises for our consideration in this appeal is whether the appellants have violated Clauses 1.2, 3.2(1) and 3.2(3)(d) of the Model Code of Conduct for prevention of insider trading for listed companies under Regulation 12(1) of the Securities and Exchange Board of India (P...

• Misc. Application No. 145 of 2014 In Appeal No. 207 of 2012. Case: 1. Mrs. Ramkishori Gupta, 2. Harishchandra Gupta Vs 1. Securities and Exchange Board of India, 2. M/s. Bombay Stock Exchange, 3. M/s. Vital Communication Ltd.. Securities and Exchange Board of India

  1. Grievance of the applicants/original appellants in this Miscellaneous Application is that the Whole Time Member ("WTM") of Securities and Exchange Board of India ("SEBI" for short) in his impugned order dated 31 July, 2014 has failed to comply with the directions given by...

• Appeal No. 131 of 2011. Case: 1. Sahara India Real Estate Corporation Limited (formerly also known as Sahara India “C” Junxion Corporation Limited)., 2. Mr. Ashok Roy Choudhary, Sahara India House, 3. Mr. Ravi Shankar Dubey, 4. Ms. Vandana Bhargava, 5. Mr. Subrata Roy Sahara Vs 1. Securities and Exchange Board of India, 2. Union of India, through Ministry of Corporate Affairs the Ministry of Corporate Affairs. Securities and Exchange Board of India

  1. Whether the Optionally Fully Convertible Debentures (OFCDs) issued by the appellants are public issues required to be compulsorily listed on a stock exchange and whether these are "securities" as defined in the Securities Contracts (Regulation) Act, 1956 (for short SCRA) and whether...

• Case: 1. SEBI, 2. In Re: Pyramid Saimira Theatre Limited Vs Mrs. Veena Kotecha. Securities and Exchange Board of India

  1. The Securities and Exchange Board of India (hereinafter referred to as SEBI), vide an ex-parte ad interim order dated April 23, 2009, in the matter of Pyramid Saimira Theatre Limited (hereinafter referred to as PSTL), inter alia directed Mrs. Veena Kotecha not to buy, sell or deal in the...

• Case: 1. SEBI, 2. Ishita Investments and its Propreitor, Mr. Ashish Dhirawani Vs 1. In Re: Hitech Drilling Services India Limited. Securities and Exchange Board of India

  1. Securities and Exchange Board of India (hereinafter referred to as SEBI) conducted an investigation into the affairs relating to the acquisition of Hitech Drilling Services India Limited (hereinafter referred to as the company) by Aban Lloyd Chiles Offshore Limited (hereinafter referred to as...

• Case: 1.SEBI, 2.In Re: Ranbaxy Laboratories Limited Vs 1.Dalmia Securities (P) Ltd.. Securities and Exchange Board of India

  1.1 Securities and Exchange Board of India (hereinafter referred to in short as "the Board") had ordered an investigation into the dealings of M/s Dalmia securities Private Ltd, a member (hereinafter referred to as "the Broker") of National Stock Exchange (NSE) (SEBI...

• Case: 1.SEBI, 2.In Re: Ranbaxy Laboratories Ltd. Vs 1.M.P. Vora Shares and Securities Pvt. Ltd.. Securities and Exchange Board of India

  1. Securities and Exchange Board of India (hereinafter referred to in short as "SEBI") conducted investigation into the affairs relating to buying, selling and dealing in the shares of Ranbaxy Laboratories Ltd. 2. SEBI, after considering the investigation report, appointed an Enquiry...

• Appeal No. 173 of 2012. Case: Alfa Fiscal Services Private Limited a Company Registered Under the Companies Act, 1956 and Having Its Registered Office At 437, Start Chamber, Harihar Chowk, Rajkot - 360001, Hardik Bagadia Director of Appellant No. 1, Having His Address At 437, Start Chamber, Harihar Chowk, Rajkot - 360001 and Bhavesh Sheth Director of Appellant No. 1, Having His Address At 437, Start Chamber, Harihar Chowk, Rajkot - 360001 Vs Securities and Exchange Board of India SEBI Bhavan, Plot No. C-4A, 'G' Block, Bandra Kurla Complex, Bandra (East), Mumbai - 400051. Securities and Exchange Board of India

  1. PG Electroplast Limited, a company registered under the Companies Act, 1956 came out with an initial public offer (IPO) in September, 2011. The scrip of the company was listed on the National Stock Exchange of India Limited and Bombay Stock Exchange on September 26, 2011. Securities and Exchange ...

• Appeal No. 146 of 2011. Case: Ashika Stock Broking Ltd. Vs Securities and Exchange Board of India. Securities and Exchange Board of India

  1. This appeal is directed against the order dated July 19, 2011 passed by the whole time member modifying the ad-interim ex-parte order issued against the Appellant. By an ex-parte order dated December 2, 2010, the Appellant which is a stock broker had been restrained from taking new clients and...