Securities and Exchange Board

Jurisdiction/Issuing Court

Latest documents

• WTM/SR/SEBI/ISD/18/03/2017. Case: In Re: Gitanjali Gems Limited and Ors. Vs. Securities and Exchange Board of India

  1. Gitanjali Gems Limited ("Gitanjali Gems") is a public limited company listed on Bombay Stock Exchange ("BSE") and National Stock Exchange of India Limited ("NSE"). On receipt of a market alert, Securities and Exchange Board of India ("SEBI") conducted a prima facie examination of the trading in the scrip of Gitanjali Gems for the period from Jul...

• WTM/SR/CFD/13/03/2017. Case: In Re: Bombay Rayon Fashions Limited Vs. Securities and Exchange Board of India

  1.1 Bombay Rayon Fashions Limited ("Bombay Rayon") is a company incorporated under the Companies Act, 1956, on May 21, 1992. The Registered Office of Bombay Rayon is at D-1st Floor, Oberoi Garden Estates, Chandivali Farms Road, Chandivali, Andheri (East), Mumbai-400072. The shares of Bombay Rayon are listed on BSE Limited ("BSE") and the National S...

• Adjudication Order No. AO/SG-VS/EAD/31/2017. Case: In Re: Indovision Securities Limited Vs. Securities and Exchange Board of India

  1. M/s. Indovision Securities Limited (hereinafter referred to as "ISL"/"Noticee") is a trading member of National Stock Exchange Ltd. (hereinafter referred to as NSE) having registration number INB/INF 231433039, BSE Limited (hereinafter referred to as "BSE") having registration number INB/INF 011433035 and MCX-SX having registration number INE 26...

• SEBI/WTM/SR/CFD-DCR/11/03/2017. Case: In Re: Proposed Acquisition of Shares and Voting Rights in NIIT Limited Vs. Securities and Exchange Board of India

  1.1 NIIT Limited ("Target Company") was incorporated under the Companies Act, 1956 ("Companies Act") on December 2, 1981, as a private limited company under the name of Pace Education Private Limited. The name was changed to NIIT Limited in terms of fresh Certificate of Incorporation dated November 16, 1990. The Registered Office of the Target Comp...

• SEBI/WTM/SR/CFD-DCR/09/03/2017. Case: In Re: Proposed Acquisition of Shares and Voting Rights in Gokul Agro Resources Limited Vs. Securities and Exchange Board of India

  1.1 Gokul Agro Resources Limited ("Target Company") is a Public Listed Company incorporated under the Companies Act, 1956 ("Companies Act"), on July 3, 2014. The Registered Office of the Target Company is at B-402, Shapath Hexa, Near Ganesh Merediyan, Opp. Gujarat High Court, Sola, Ahmedabad-380060. The shares of the Target Company are listed on BS...

• WTM/GM/ISD/15/2017. Case: In Re: Supreme Tex Mart Ltd. Vs. Securities and Exchange Board of India

  1. Securities and Exchange Board of India ("SEBI") has been receiving investor complaints alleging receipt of Short Message Service ("SMS") from certain numbers with fake or bogus recommendations on trading in the securities market. In particular, a complaint with respect to 'stock tips'/recommendations for the scrip - Supreme Tex Mart Ltd. (herein...

• WTM/GM/SEBI/ERO/IMD/14/FEB/2017. Case: In Re: Angel Agritech Limited and Ors. Vs. Securities and Exchange Board of India

  1. Securities and Exchange Board of India ("SEBI") was in receipt of complaints stating that Angel Agritech Limited (hereinafter referred to as "AAL") was collecting money illegally and the company was not refunding the money collected. There were also many complaints against AAL alleging that the company issued debentures and was not refunding the...

• WTM/SR/CFD-FAC/08/02/2017. Case: In Re: Arvind Remedies Limited and Ors. Vs. Securities and Exchange Board of India

  1.1 Arvind Remedies Limited ("ARL") is a company incorporated under the Companies Act, 1956, on June 17, 1998. ARL is engaged in the business of manufacturing of allopathic and ayurvedic pharmaceutical formulations. ARL operates primarily in the hospital marketing segment comprising Central/State Government institutions, etc. The Registered Office

• Adjudication Order No. EAD-2/DSR/RG/589-592/2017. Case: In Re: GSS Infotech Limited and Ors. Vs. Securities and Exchange Board of India

  1. Securities and Exchange Board of India (hereinafter referred to as SEBI) conducted an investigation in the matter of GSS Infotech Limited (hereinafter referred to as GSS/the Company) and into the possible violation of the provisions of the Securities and Exchange Board of India Act, 1992 (hereinafter referred to as the 'Act') and various Rules a...

• Adjudication Order No. AO/SG-AS/EAD/29/2017. Case: In Re: C.B. Management Services Private Limited Vs. Securities and Exchange Board of India

  1. An inspection of CB Management Services Private Limited, Category - I Registrar to an Issue and Share Transfer Agent having registration No. INR000003324 (hereinafter referred to as 'CBMSPL/noticee) was ordered by Securities and Exchange Board of India (hereinafter referred to as 'SEBI') vide Order dated June 12, 2013 and the same was conducted

Featured documents

• Appeal No. 38 of 2011. Case: 1. Advance Finstock Pvt. Ltd., 2. Mr. Popatlal K. Shah, 3. Mr. Karul P. Shah, 4. Mr. Anand B. Hundia, 5. Mr. Rajesh B. Hundia, 6. Mr. Sanjay B. Hundia Vs Securities and Exchange Board of India. Securities and Exchange Board of India
• Appeal No. 149 and 150 of 2014. Case: 1. Ensen Holdings Limited (Currently known as PIL Chemicals Pvt. Limited), 2. Mafatlal Industries Limited Vs Securities and Exchange Board of India. Securities and Exchange Board of India

  1. Appellants in these two appeals challenge adjudication orders passed by the Adjudicating Officer ("AO" for short) of Securities and Exchange Board of India ("SEBI" for short) both dated March 24, 2014, whereby penalty of ` 10 lac has been imposed upon each of the appellant...

• Appeal No. 150 of 2008. Case: 1. Mr. Brijesh Johari, 2. Dr. Roma Johari Vs 1. Securities and Exchange Board of India, 2. Abhipra Capital Limited. Securities and Exchange Board of India

  After obtaining instructions from the appellants, the learned counsel states that he may be allowed to withdraw the appeal to enable his clients to file arbitration proceedings. Dismissed as withdrawn. Let the arbitration proceedings be initiated before the end of this month. In case the said...

• Appeal No.30 of 2013. Case: 1. Ramswarup Sarda, 2. Ramswarup Sarda HUF Vs Securities and Exchange Board of India. Securities and Exchange Board of India

  1. In the present Appeal, Appellant No. 1, namely, Ramswarup Sarda, is an individual investor in the securities market. He is also the Karta of his Hindu Undivided Family which is Appellant No.2. He is contesting an order dated May 11, 2012 passed by the Securities and Exchange Board of India (&quot...

• Case: 1. SEBI, 2. In Re: In The Shares of Classic Global Impex Limited (Now Known as Devine Impex Limited) Vs S.R. Uppal and Co.. Securities and Exchange Board of India

  1. The Securities and Exchange Board of India (hereinafter referred to as SEBI) had conducted investigations into the dealing in the shares of Classic Global Impex Limited, now known as Devine Impex Limited (hereinafter referred to as the company) for the period 1997-1999 pursuant to an appraisal...

• Case: 1. SEBI, 2. In Re: The Shares of Nageshwar Investment Limited Vs Pramod Kumar Agarwal (Trade Name P.K. Agarwal and Co.). Securities and Exchange Board of India

  1. In the wake of unusual price movement noticed in the shares of various companies including Nageshwar Investment Limited (hereinafter referred to as the company) listed on Calcutta Stock Exchange Association Limited (hereinafter referred to as CSE), during April 2005 to November 2005 (hereinafter ...

• Appeal No. 219 of 2012. Case: 1. Victor Fernandes, Mumbai, 2. Sangeeta Fernandes, Mumbai Vs 1. National Stock Exchange of India Limited, Mumbai, 2. ICICI Securities Limited, Mumbai, 3. RBS Equities (India) Limited, Mumbai, 4. Network18 Media & Investments Limited, New Delhi, 5. TV18 Broadcast Limited, New Delhi, 6. Mr Raghav Bahl, Uttar Pradesh, 7. Mr Manoj Mohanka, West Bengal, 8. Mr Hari Bhartia, 9. Securities and Exchange Board of India, Mumbai, 10. BSE Limited, Mumbai, 11. Board of Directors, Network 18 Media & Investments Limited, New Delhi, 12. Independent Media Trust c/o Digital Content Private Limited, Lower Parel, Mumbai, 13. Digital Content Private Limited, Lower Parel, Mumbai, 14. RRB Mediasoft Private Limited, New Delhi, 15. RB Mediasoft Private Limited, New Delhi, 16. RB Media Holdings Private Limited, New Delhi, 17. Watermark Infratech Private Limited, New Delhi, 18. Colourful Media Private Limited, New Delhi, 19. Adventure Marketing Private Limited, New Delhi, 20. Reliance Industries Limited, Mumbai, 21. Board of .... Securities and Exchange Board of India

  1. This matter is listed for admission today. Counsel for the parties agreed that the matter can be taken up for orders on maintainability of this appeal. With the consent of the appellants and counsel for the respondents, the appeal is taken up for hearing on the issue of maintainability. 2. The ...

• Case: 1.SEBI, 2.In Re: Ranbaxy Laboratories Limited Vs 1.Shri Rajendra Kumar Chokhany. Securities and Exchange Board of India

  1.1 Securities and Exchange Board of India (hereinafter referred to in short as "the Board") ordered an investigation into the affairs relating to buying, selling and dealing of many entities in the shares of Ranbaxy Laboratories Ltd (hereinafter referred to in short as "Ranbaxy"...

• Misc. Application No. 79 of 2012 and Appeal No. 141 of 2012. Case: Ajmera Associates Ltd. Carmello's Building, 63/67, Pathakwadi, L.T. Marg, Crawford Market, Opp: Ashoka Shopping Centre, Mumbai 400002 Vs Securities and Exchange Board of India SEBI Bhavan, Plot No. C-4A, G-Block, Bandra Kurla Complex, Bandra (E), Mumbai- 400051. Securities and Exchange Board of India

  1. The appellant before us is a stock broker registered with the Securities and Exchange Board of India (the Board) and is trading at the Bombay Stock Exchange and National Stock Exchange. It is also a depository participant of Central Depository Services India Limited and a trading member of MCX-SX...

• Appeal No. 337 of 2015. Case: Anarcon Resources Pvt. Ltd. and Ors. Vs Securities and Exchange Board of India. Securities and Exchange Board of India

  1. Six appellants herein have filed the present appeal to challenge the adjudication order passed by the Adjudicating Officer ('A.O.' for short) of Securities and Exchange Board of India ('SEBI' for short) on 5th May, 2015. By the said order, firstly, penalty of Rs. 30 lac is imposed on the...