Securities and Exchange Board

Jurisdiction/Issuing Court

Latest documents

• WTM/SR/SEBI/ISD/18/03/2017. Case: In Re: Gitanjali Gems Limited and Ors. Vs. Securities and Exchange Board of India

  1. Gitanjali Gems Limited ("Gitanjali Gems") is a public limited company listed on Bombay Stock Exchange ("BSE") and National Stock Exchange of India Limited ("NSE"). On receipt of a market alert, Securities and Exchange Board of India ("SEBI") conducted a prima facie examination of the trading in the scrip of Gitanjali Gems for the period from Jul...

• WTM/SR/CFD/13/03/2017. Case: In Re: Bombay Rayon Fashions Limited Vs. Securities and Exchange Board of India

  1.1 Bombay Rayon Fashions Limited ("Bombay Rayon") is a company incorporated under the Companies Act, 1956, on May 21, 1992. The Registered Office of Bombay Rayon is at D-1st Floor, Oberoi Garden Estates, Chandivali Farms Road, Chandivali, Andheri (East), Mumbai-400072. The shares of Bombay Rayon are listed on BSE Limited ("BSE") and the National S...

• Adjudication Order No. AO/SG-VS/EAD/31/2017. Case: In Re: Indovision Securities Limited Vs. Securities and Exchange Board of India

  1. M/s. Indovision Securities Limited (hereinafter referred to as "ISL"/"Noticee") is a trading member of National Stock Exchange Ltd. (hereinafter referred to as NSE) having registration number INB/INF 231433039, BSE Limited (hereinafter referred to as "BSE") having registration number INB/INF 011433035 and MCX-SX having registration number INE 26...

• SEBI/WTM/SR/CFD-DCR/11/03/2017. Case: In Re: Proposed Acquisition of Shares and Voting Rights in NIIT Limited Vs. Securities and Exchange Board of India

  1.1 NIIT Limited ("Target Company") was incorporated under the Companies Act, 1956 ("Companies Act") on December 2, 1981, as a private limited company under the name of Pace Education Private Limited. The name was changed to NIIT Limited in terms of fresh Certificate of Incorporation dated November 16, 1990. The Registered Office of the Target Comp...

• SEBI/WTM/SR/CFD-DCR/09/03/2017. Case: In Re: Proposed Acquisition of Shares and Voting Rights in Gokul Agro Resources Limited Vs. Securities and Exchange Board of India

  1.1 Gokul Agro Resources Limited ("Target Company") is a Public Listed Company incorporated under the Companies Act, 1956 ("Companies Act"), on July 3, 2014. The Registered Office of the Target Company is at B-402, Shapath Hexa, Near Ganesh Merediyan, Opp. Gujarat High Court, Sola, Ahmedabad-380060. The shares of the Target Company are listed on BS...

• WTM/GM/ISD/15/2017. Case: In Re: Supreme Tex Mart Ltd. Vs. Securities and Exchange Board of India

  1. Securities and Exchange Board of India ("SEBI") has been receiving investor complaints alleging receipt of Short Message Service ("SMS") from certain numbers with fake or bogus recommendations on trading in the securities market. In particular, a complaint with respect to 'stock tips'/recommendations for the scrip - Supreme Tex Mart Ltd. (herein...

• WTM/GM/SEBI/ERO/IMD/14/FEB/2017. Case: In Re: Angel Agritech Limited and Ors. Vs. Securities and Exchange Board of India

  1. Securities and Exchange Board of India ("SEBI") was in receipt of complaints stating that Angel Agritech Limited (hereinafter referred to as "AAL") was collecting money illegally and the company was not refunding the money collected. There were also many complaints against AAL alleging that the company issued debentures and was not refunding the...

• WTM/SR/CFD-FAC/08/02/2017. Case: In Re: Arvind Remedies Limited and Ors. Vs. Securities and Exchange Board of India

  1.1 Arvind Remedies Limited ("ARL") is a company incorporated under the Companies Act, 1956, on June 17, 1998. ARL is engaged in the business of manufacturing of allopathic and ayurvedic pharmaceutical formulations. ARL operates primarily in the hospital marketing segment comprising Central/State Government institutions, etc. The Registered Office

• Adjudication Order No. EAD-2/DSR/RG/589-592/2017. Case: In Re: GSS Infotech Limited and Ors. Vs. Securities and Exchange Board of India

  1. Securities and Exchange Board of India (hereinafter referred to as SEBI) conducted an investigation in the matter of GSS Infotech Limited (hereinafter referred to as GSS/the Company) and into the possible violation of the provisions of the Securities and Exchange Board of India Act, 1992 (hereinafter referred to as the 'Act') and various Rules a...

• Adjudication Order No. AO/SG-AS/EAD/29/2017. Case: In Re: C.B. Management Services Private Limited Vs. Securities and Exchange Board of India

  1. An inspection of CB Management Services Private Limited, Category - I Registrar to an Issue and Share Transfer Agent having registration No. INR000003324 (hereinafter referred to as 'CBMSPL/noticee) was ordered by Securities and Exchange Board of India (hereinafter referred to as 'SEBI') vide Order dated June 12, 2013 and the same was conducted

Featured documents

• Appeal No. 132 of 2013. Case: 1. AEONIAN Investments Company Ltd., 2. Amit Champaklal Choksey, 3. Amit C. Choksey HUF, 4. Abhiraj Trading & Investments Pvt. Ltd., 5. Namrata Amit Choksey, 6. Ankita Amit Choksey, 7. Smt. Priti A. Choksey, 8. Shri Dhiren P. Mehta, 9. Shri Bhanushankar R. Trivedi, 10. Shri Manubhai G. Patel, 11. Shri Bipin V. Jhaveri, 12. Shri Vispi Patel Vs Securities and Exchange Board of India. Securities and Exchange Board of India

  2. The appellants herein challenging the impugned order dated June 4, 2013 by which the respondent has called upon the appellants, alongwith about 100 other companies, to achieve statutory target of minimum public share holding of 25 percent. The case of the appellants is that they are already in...

• Appeal No.195 of 2010. Case: 1. Falguni V. Shah, 2. Hemant M. Shah (HUF), 3. Kunjal H. Shah, 4. Lata M. Shah, 5. Mahipatray V. Shah (HUF), 6. Vyomesh M. Shah (HUF), 7. Ackruti City Limited Vs Securities and Exchange Board of India. Securities and Exchange Board of India
• Appeal No. 189 of 2011. Case: 1. Mr. Jogeshwar Rijumal Karachiwala, 2. Mr. Prabhudas Rijumal Karachiwala, 3. Mr. Avinash Purushottam Karachiwala, 4. Mr. Tarun Purushottam Karachiwala, 5. Mr. Monish Jogeshwar Karachiwala, 6. Mr. Vikram Parameshwar Karachiwala, 7. Mr. Nikhil Prabhudas Karachiwala Vs Securities and Exchange Board of India. Securities and Exchange Board of India

  1. M/s Drillco Metal Carbide Limited (for short the company) is a public limited company whose shares are listed on the Bombay Stock Exchange Limited Mumbai and Pune Stock Exchange. Its total paid up share capital at the relevant time was 21,94,375 equity shares of Rs. 10/- each. The company...

• Appeal No.30 of 2013. Case: 1. Ramswarup Sarda, 2. Ramswarup Sarda HUF Vs Securities and Exchange Board of India. Securities and Exchange Board of India

  1. In the present Appeal, Appellant No. 1, namely, Ramswarup Sarda, is an individual investor in the securities market. He is also the Karta of his Hindu Undivided Family which is Appellant No.2. He is contesting an order dated May 11, 2012 passed by the Securities and Exchange Board of India (&quot...

• Case: 1. SEBI, 2. In Re: Its Dealings in The Shares of Radiant Financial Services Vs 1. Subh Stock Broking Private Limited. Securities and Exchange Board of India

  1. It was brought to the notice of Securities and Exchange Board of India (hereinafter referred to as SEBI) that shares of some illiquid companies listed at Calcutta Stock Exchange Association Limited (hereinafter referred to as CSE), were traded in a circuitous route among certain members of a...

• Case: 1. SEBI, 2. In Re: Toplight Commercial Limited Vs 1. Prakash Nahata and Co.. Securities and Exchange Board of India

  1. The Securities and Exchange Board of India (hereinafter referred to as SEBI) had received a reference from the Ministry of Finance, Government of India in respect of certain reports that shares of some illiquid companies were traded in a circular pattern among certain members of a group...

• Appeal No. 147 of 2008. Case: 1. Weizmann Limited, 2. Weizmann Financial Resources (Cochin) Private Limited, 3. Om Mitra Securities Limited, Now Dindia Infrastructure Finance Limited, 4. Mitra Fidelity Limited, Now Tapi Energy Projects Limited, 5. Anju Siraj, 6. Dharmendra G. Siraj, 7. S. G. Siraj, 8. Isha Siraj, 9. Sweta Siraj, 10. Chetan D. Mehra, 11. Nirmal D. Mehra, 12. Radhika C. Mehra, 13. Sitex India Private Limted Vs Adjudicating Officer of Securities and Exchange Board of India. Securities and Exchange Board of India

  This appeal is directed against the adjudication order dated October 24, 2008 passed against the appellants imposing a penalty of Rs.1,30,000/- on them for violating Regulation 11(1) of the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 1997 (fo...

• Case: 1.SEBI, 2.In Re: Ranbaxy Laboratories Limited Vs 1.Shyam Sundar Dalmia. Securities and Exchange Board of India

  1.1 Mr Shyam Sundar Dalmia, is a Broker of Calcutta Stock Exchange (hereinafter referred to as "the Broker") with SEBI Registration No INB030077614. Securities and Exchange Board of India (hereinafter referred to in short as "the Board") had conducted investigation into the...

• Case: Ajmera Associates Ltd. Vs Adjudicating Officer Securities and Exchange Board of India. Securities and Exchange Board of India

  1. Whether the appellant, a stock broker, is guilty of aiding and abetting its clients to manipulate the price of the scrip of Highland Industries Ltd. (for short the company) and whether it failed to exercise due diligence in carrying out its "Know Your Client" obligations are the two...

• Appeal No. 25 of 2013. Case: Angel Broking Private Limited Vs Securities and Exchange Board of India. Securities and Exchange Board of India

  1. Appellant has filed this appeal to challenge order passed by Whole Time Member of the Securities and Exchange Board of India ('SEBI' for short) on January 30, 2013. By that order, appellant is prohibited from taking up any new assignment (i.e. not to take up any new clients) for a period of two...